GRC Solutions

Responsible Manager Workshops - Financial Services
2024-11-27 09:00 - 17:00 (Australia/Sydney) | GRC Solutions Offices, Level 14, 201 Kent Street, Sydney
Elevate Your AFSL and ACL Responsible Manager Knowledge
Join us for our highly anticipated workshops on Responsible Manager obligations under the Australian Financial Services License (AFSL) and Australian Credit License (ACL) regimes.
Key Topics:

Essential responsibilities of Responsible Managers
ASIC’s current focus areas and emerging compliance priorities
Practical strategies for effective ASIC interaction

Benefit from the collective experience of our attendees in a dynamic and engaging environment. Please note that to ensure a quality learning experience, places are strictly limited. Coffee on arrival, a light lunch, morning and afternoon tea will be provided. Register Now!

When:

Wednesday, 27 November 2024
AFSL Workshop: 9:00am – 12:30pm – 3.5 Hours CPD
ACL Workshop: 1:30pm – 5:00pm – 3.5 hours CPD

Where:

GRC Solutions, Level 14, 201 Kent Street, Sydney

CPD:
Attendance may qualify for up to 3.5 hours CPD depending on your profession. Certificates of attendance will be provided to all attendees.

Investment:
$795 per participant per session inclusive of GST.
15% discount for registrations to both sessions, or for current subscribers of our Compliance Service Package.

Workshop Facilitator: Vito Giudice, Principal Consultant

Vito is a highly experienced governance, risk management and regulatory compliance professional and has held senior positions as a Chief Risk Officer of an Australian insurer and as an Executive Director with a global accounting and advisory firm.
He is a Senior Consultant and subject matter expert for GRC Solutions and has tailored several in-house and public Responsible Manager Workshops across a range of organisations. Vito is also Founder of Ascentium Consulting where he has provided risk advisory and regulatory compliance advice to a range of organisations in the financial services, education and not-for-profit sectors.
“I thought Vito was excellent and I think we all appreciated his practical knowledge, experience in the financial services industry and his war stories.”
– Session Attendee, Leading Financial Services Provider.

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What will you learn?

Course content
• AFSL obligations / ACL obligations
• What is a Responsible Manager?
• Roles and Responsibilities
• How to meet your obligations as a Responsible Manager?
• Responsible Manager: Are you liable?
• Case studies; and
• Practical Implications.

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Contacts: Senior Relationship Managers

Lisa Snare
lisa.snare@grc-solutions.com
0402 686 827

Linda Wright
linda.wright@grc-solutions.com
0404 455 653

Melanie Toner
melanie.toner@grc-solutions.com
0450 904 414

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Responsible Manager Workshops – EOI for other States
Would you like to attend the Responsible Manager Workshop in your capital city? Register your interest and your preferred city below. We’ll advise dates for the workshop in your capital city accordingly.

Schools Compliance Discussion Group - Webinar
2024-11-01 12:00 - 13:00 (Australia/Sydney)
The growing burden of compliance is a shared challenge faced by our schools. The cumulative effect of meeting these requirements can be overwhelming, and can divert resources away from core educational activities.

GRC Solutions offers a strategic approach to streamline your compliance obligations – enabling you to focus on delivering exceptional student outcomes.
Join us for the second session of our new Schools Compliance Discussion Group where we’ll explore how to approach risk and compliance at schools.
When: 12:00 – 1:00pm on Friday, 1 November 2024
Where: Virtual. Zoom link to be provided one week prior to webinar date.
Hosted by: GRC Solutions.

Don’t miss this opportunity to connect with industry experts, colleagues and gain valuable insights to help streamline the compliance journey for your school. Register your place for the webinar now.
______________________________________________________________________________________________________

Facilitator: Vito Giudice
The session will be led by industry expert, Vito Giudice, who has a wealth of experience in governance, risk, and compliance. Vito has developed a versatile combination of deep functional knowledge in the education sector and experience in strategic thinking in the context of compliance in schools.
He will share valuable insights and strategies to help your school thrive in today’s regulatory environment.
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Contacts: Senior Relationship Managers

NSW, ACT & QLD
John Blackwell
john.blackwell@grc-solutions.com
0408 487 840

VIC & TAS
Daniel Berkovitch
daniel.berkovitch@grc-solutions.com
0411 537 636

WA, SA & NT
Tricia Clarke
tricia.clarke@grc-solutions.com
0427 935 266

Accelerate compliance

Understanding Australia's mandatory climate related financial disclosures
2024-10-17 12:00 - 13:00 (Australia/Sydney)
Understanding Australia’s mandatory climate related financial disclosures
Earlier this month the Treasury Laws Amendment (Financial Market Infrastructure and Other Measures) Bill 2024 was passed requiring reporting entities to make Mandatory Climate Related Financial Disclosures. Australian companies are well underway in preparing for these new reporting criteria.
During this webinar, we’ll unpack what companies need to report on to meet these new regulatory requirements and how companies can begin measuring their GHG emissions to a standard that will meet independent assurance requirements under the new requirements.
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Event Details
Date: Thursday, 17 October 2024
Time: 12:00 – 1:00pm (AEST).
Location: Webinar link details will be sent upon registration.

Presenters
Kimberly Randle is the Co-Founder and CEO of Fair Supply, a globally recognised and fast growing ESG risk intelligence and compliance solution. Since its inception Fair Supply has been a hotbed of innovation, bringing to market two world firsts: modern slavery footprinting and extinction risk footprinting which is used by companies globally. Fair Supply has been named as an AFR Sustainability Leader, been awarded APAC ESG Data Provider of the Year, been featured in Forbes and has received investment from some of Australia’s keystone institutional investors, VC’s and Impact Investment Funds.
Kimberly is an experienced and innovative human rights advocate specialising in modern slavery. Kimberly has over 15 years experience working in law and human rights for top tier firms in Australia and the United States, previously holding the role of Senior Director of Corporate and Legal for International Justice Mission Australia. Kimberly is a sought-after expert and speaker in the field of modern slavery and has been called upon to provide evidence for both the NSW and Commonwealth Parliamentary Inquiries into Human Trafficking.
Arne Geschke is the co-founder and Chief Technology Officer of FairSupply. Arne’s main responsibility is the development and maintenance of FairSupply’s global supply chain database, ensuring the computational accuracy of FairSupply’s proprietary integrated assessment engine, and the development and deployment of new impact data sets.
Arne has worked in global supply chain assessment for 15 years. Much of this time he has spent in academia where he significantly contributed to the mathematical and computational development of global supply chain databases, and in-depth supply chain assessment techniques. During this time, Arne has developed a globally unique skill set in in-depth supply-chain assessment, combining advanced mathematics, economics, high-performance computing, data science and physical impact assessment.
Together with his business partner and FairSupply co-founder Kimberly Randle, Arne started FairSupply in 2019 to offer in-depth supply chain analysis and transparency that outperforms established supply-chain approaches by orders of magnitude.
Prior to his work in supply chain assessment, Arne worked in the German car industry, where he developed mathematical engine models to optimise engine performance.
Arne holds a Master of Industrial Mathematics from the University of Hamburg (Germany), a PhD in Sustainability Analysis from the University of Sydney (Australia), as well as a Master of Education from the University of Sydney. Aside from his main role at FairSupply, Arne continues to hold a part-time position as Associate Professor of Sustainability Analysis at the University of Sydney.
About Fair Supply
Fair Supply is a cloud-based ESG risk intelligence and compliance solution. They are a purpose driven ESG technology and data business specialising in identifying supply chain and ESG risk. They help companies identify, manage and mitigate their risk and exposure to modern slavery, greenhouse gas (GHG), carbon emissions, across Scope 1,2 and 3 biodiversity loss.
Adrian Phoon, Head of Content at GRC Solutions helps organisations to create lasting ethical, inclusive and productive cultures through training, diversity and inclusion, communications and governance.
At GRC Solutions, he oversees the team of lawyers, editors, learning consultants and instructional designers who create award-winning compliance training for different organisations and industries throughout APAC.
He has hosted multiple webinars on ESG, modern slavery and respect in the workplace, and presented on diversity and inclusion at events hosted by Google, Apple, Allens, API Global Solutions and Dolby Laboratories. In January 2024, he delivered a week of workshops for the International Labour Organisation’s Ship to Shore Rights program (a United Nations agency) on forced labour, discrimination and supply chain due diligence to the private seafood industry in Thailand.
At heart he is a storyteller who loves to connect with live audiences.

Association of Corporate Counsel (Hong Kong) Webinar - ESG Presentation
2024-10-09 15:00 - 16:00 (Australia/Sydney)
ACC Hong Kong & GRC Solutions invites you to join a webinar on
Navigating ESG: A Corporate Counsel’s Guide to ESG Compliance in APAC
Legal professionals have a role to play in helping their organisations to identify, mitigate and manage ESG risks, and to comply with major ESG requirements.
This webinar, hosted by GRC Solutions, will provide critical insights into the rapidly evolving landscape of ESG regulations and best practices in Hong Kong and abroad.
Over the course of an hour, we will:

Highlight key themes in the latest ESG reforms locally and globally.
Identify international standards and frameworks influencing corporate ESG policies and reporting.
Examine how different organisations from F&B and manufacturing to financial services have responded to ESG reporting obligations.
Identify key ESG challenges ahead for organisations to consider.
Provide practical guidance and strategies for ESG compliance.

Event Details
Date: 9 October 2024
Time: 1:00 – 2:00pm (HK time). 3:00 – 4:00pm (AEST).
CPD Points: May be available, subject to approval from the Law Society
Presented by: Adrian Phoon, Head of Content, GRC Solutions
Location: Webinar link details will be sent upon registration.
Please note: Only open to members of ACCHK.

Adrian Phoon helps organisations to create lasting ethical, inclusive and productive cultures through training, diversity and inclusion, communications and governance.
At GRC Solutions, he oversees the team of lawyers, editors, learning consultants and instructional designers who create award-winning compliance training for different organisations and industries throughout APAC.
He has hosted multiple webinars on ESG, modern slavery and respect in the workplace, and presented on diversity and inclusion at events hosted by Google, Apple, Allens, API Global Solutions and Dolby Laboratories. In January 2024, he delivered a week of workshops for the International Labour Organisation’s Ship to Shore Rights program (a United Nations agency) on forced labour, discrimination and supply chain due diligence to the private seafood industry in Thailand.
At heart he is a storyteller who loves to connect with live audiences.

Association of Corporate Counsel (Hong Kong) Webinar - Whistleblower Presentation
2024-10-03 15:00 - 16:00 (Australia/Sydney)
ACC Hong Kong & GRC Solutions invites you to join a webinar on
Making Whistleblowing Work: A Global Perspective
Whistleblowers have repeatedly shone a spotlight on corporate misconduct. But how can organisations ensure their whistleblowing programs are effective, secure, and compliant?
This webinar, hosted by GRC Solutions, will provide practical guidance on building a robust whistleblowing program.
Designed for legal counsel across industries and regions, this session will:

Reinforce the fundamentals of whistleblowing
Provide guidance on whistleblowing programs that align with local regulations
Navigate cultural complexities in whistleblowing, particularly in North East Asia
Share essential guidance through case studies and real-world examples

This session is essential for legal counsel seeking to strengthen their organisation’s whistleblowing capabilities. Don’t miss this opportunity to learn from our expert speaker and gain actionable insights to apply in your organisation.
Event Details
Date: Thursday, 3 October 2024
Time: 1:00 – 2:00pm (HK time). 3:00 – 4:00pm (AEST).
CPD Points: May be available, subject to approval from the Law Society
Presented by: Kirsten Trott on behalf of GRC Solutions
Location: Webinar link details will be sent upon registration.
Please note: Only open to members of ACCHK.
Kirsten Trott is a leading expert in whistleblowing, with extensive experience advising organisations globally. She has a deep understanding of the issues involved and has successfully implemented whistleblowing systems in various contexts, including at Standard Chartered Bank.

ALB Pan Asian Regulatory & ACC Summit - Singapore
2024-09-26 | Grand Copthorne Waterfront Hotel, Singapore, 392 Havelock Road, Singapore, 169663, Singapore
Unveiling the Future of Regulatory Compliance
GRC Solutions is proud to sponsor the ALB Pan Asian Regulatory & Anti-Corruption Compliance Summit 2024 on 26 September 2024 at the Grand Copthorne Waterfront Hotel, Singapore. As the regulatory landscape continues to evolve, this summit presents a unique opportunity for industry leaders to connect, collaborate, and address the pressing challenges facing financial institutions today.
In a world marked by geopolitical tensions and economic instability, compliance has never been more critical. The threat of money laundering, corruption, fraud, and financial crime looms large, demanding vigilant adherence to regulations. The recent billion-dollar money laundering case in Singapore serves as a stark reminder of the consequences of inadequate compliance frameworks.
At this summit, we will delve into the latest developments in regulatory compliance and explore how emerging technologies like AI can both enhance and complicate our efforts. While AI offers exciting possibilities for automation and efficiency, it also introduces new risks such as cyber threats, data privacy breaches, and financial fraud.
Experts will discuss strategies for navigating these challenges, including:

Balancing innovation and compliance: Striking the right balance between fostering innovation and safeguarding stability is a delicate task. We will explore how organizations can achieve this goal.
Leveraging AI for compliance: Discover how AI can be used to streamline compliance processes while mitigating risks.
Addressing legacy systems and data silos: Learn how to overcome the obstacles posed by outdated systems and fragmented data.
Building a strong compliance culture: Explore the importance of fostering a culture of compliance within your organisation.

Join us at the ALB Pan Asian Regulatory & Anti-Corruption Compliance Summit 2024 to gain valuable insights, network with industry leaders, and stay ahead of the curve in the ever-evolving world of regulatory compliance.
We’re committed to helping organisations navigate these complex challenges and build a more secure and compliant future.

See you at COBA 2024
2024-09-22 - 2024-09-24 | Adelaide Convention Centre, North Terrace, Adelaide, South Australia, 5000, Australia
Brewing Connections: GRC Solutions Sponsors COBA 2024
We’re excited to sponsor the Customer Owned Banking Association (COBA) Conference 2024, taking place at the Adelaide Convention Centre from 22-24 September. As a dedicated provider of compliance eLearning and training, we’re thrilled to support this premier event for the mutuals sector.
Throughout the conference, attendees will have the opportunity to enjoy a refreshing cup of coffee from our mobile coffee cart. By sponsoring COBA 2024, we aim to strengthen our commitment to the customer-owned banking community. We believe that these institutions play a vital role in fostering financial inclusion, supporting local economies, and providing exceptional customer service.
We invite you to join us at COBA 2024 to connect with industry leaders, explore new opportunities, and discover how we work with the mutuals sector.
For enquiries please contact Lisa Snare, Senior Relationship Manager, GRC Solutions at lisa.snare@grc-solutions.com

Join Us at the ACI Annual Conference 2024
2024-09-17 09:30 - 18:00 (Australia/Sydney) | Deloitte Melbourne, 477 Collins Street, Melbourne, VIC, 3000
GRC Solutions: Shaping the Future of Compliance.

As a proud sponsor of the ACI Annual Conference on 17 September, GRC Solutions is excited to share the exceptional line up of speakers who will be shaping the future of compliance in Australia.
This year’s conference promises to be a pivotal event, offering invaluable insights from industry leaders. Discover the latest trends, best practices, and innovative solutions that are driving compliance excellence.
Key Takeaways

Expert Insights: Learn from renowned speakers who are at the forefront of compliance innovation.
Industry Trends: Gain a deep understanding of the critical issues shaping the future of compliance.
Networking Opportunities: Connect with like-minded professionals and build valuable relationships.

Why Attend?

Stay Ahead: Be part of the conversation and stay ahead of the curve in the ever-evolving compliance landscape.
Professional Development: Enhance your skills and knowledge through engaging presentations and discussions.
Networking: Connect with industry peers and explore potential collaborations.
Register now! Join us at the ACI Annual Conference and be part of building a brighter future for compliance professionals.

Event Details
17 September 2024 (1 Day)
09:30 AM – 06:00 PM
CPD Points: 8
Locations

Melbourne Main Location: Deloitte, 477 Collins St, Melbourne VIC 3000
Sydney: Deloitte, Quay Quarter Tower, 50 Bridge St, Sydney NSW 2000
Perth: Deloitte, Brookfield Place, Tower 2/123 St Georges Terrace, Perth WA 6000
Online: For those located in QLD, ACT, Tasmania, NT, SA and for overseas delegates

Schools Compliance Discussion Group - Webinar
2024-09-06 12:00 - 13:00 (Australia/Sydney)
The growing burden of compliance is a shared challenge faced by our schools. The cumulative effect of meeting these requirements can be overwhelming, and can divert resources away from core educational activities.

GRC Solutions offers a strategic approach to streamline your compliance obligations – enabling you to focus on delivering exceptional student outcomes.
Join us for the first session of our new Schools Compliance Discussion Group where we’ll explore innovative approaches to managing complex compliance challenges including:

Enhancing child safety measures
Building stronger relationships with parents and managing complaints
Developing and managing effective policies
Strengthening your school’s cyber defences
Streamlining compliance processes

When: 12:00 – 1:00pm on Friday, 6 September 2024
Where: Virtual. Zoom Link to be provided on registration.
Hosted by: GRC Solutions.

Don’t miss this opportunity to connect with industry experts, colleagues and gain valuable insights to help streamline the compliance journey for your school. Register your place for the webinar now.
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Facilitator: Vito Giudice
The session will be led by industry expert, Vito Giudice, who has a wealth of experience in governance, risk, and compliance. Vito has developed a versatile combination of deep functional knowledge in the education sector and experience in strategic thinking in the context of compliance in schools.
He will share valuable insights and strategies to help your school thrive in today’s regulatory environment.
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Contacts: Senior Relationship Managers

VIC & TAS
Daniel Berkovitch
daniel.berkovitch@grc-solutions.com
0411 537 636

NSW & QLD
John Blackwell
john.blackwell@grc-solutions.com
02 8823 4180

Carey Maeder
carey.maeder@grc-solutions.com
0455 500 586

WA & SA
Tricia Clarke
tricia.clarke@grc-solutions.com
0427 935 266

Accelerate compliance

Compliance Forum - Sydney
2024-08-27 10:00 - 16:30 (Australia/Sydney)
Compliance Forum Sydney – Presented by GRC Solutions

Tuesday, 27 August 2024
Amora Jamison, 11 Jamison Street, Sydney, NSW
10 am to 4:30 pm with networking lunch provided. Registration and coffee from 9:30am.

Learn from and network with industry experts
Gain practical insights into current compliance challenges
Share experiences and insights with industry peers

Who should attend this event
Compliance and Risk team members from authorised deposit-taking institutions (ADI).

Topics include

Regulatory updates
Update on regulator actions
CPG 230
DDO update
ACMA on eMarketing
AML update

Sydney Presenters

Patrick Dwyer
Patrick Dwyer is a seasoned corporate and financial services lawyer with over three decades of experience. His career spans both Australia and the United States, where he has held senior roles in top-tier law firms and as General Counsel for GE’s home lending and insurance businesses. Patrick is renowned for his commercial acumen and dedication to client service. He specialises in complex corporate transactions, financial services regulation, and commercial agreements. At Dwyer Harris, he leverages his extensive experience to guide clients from multinational corporations to innovative startups, including fintech businesses.
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Grace Mason
Grace is a partner, Financial Crime, at KordaMentha. She has extensive financial crime experience and has been responsible for driving transformational change and navigating complexity in regulatory, intelligence and policy environments. With over a decade of experience at AUSTRAC, working across AML/CTF regulatory, financial crime and National Intelligence Community capabilities, Grace is a strategic thinker with strengths in communication, engagement and collaboration.

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Vito Giudice
Vito founded Ascentium, providing governance, risk and compliance advice to leading organisations. He is a highly experienced governance, risk management and regulatory compliance professional who has held senior positions including as a Chief Risk Officer of an Australian insurer and as an Executive Director with a global Big 4 accounting and advisory firm. Vito has developed a versatile combination of deep functional knowledge in various sectors, stakeholder management, leadership skills and experience in strategic thinking in the context of governance, risk management and regulatory compliance.

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Phil Haultain
Phil joined GRC Solutions after a 4.5 year stint as the Volt Group General Counsel. He has over 35 years banking and finance experience having worked previously at State Bank of NSW, Commonwealth Bank, St George Bank, Challenger Ltd and National Australia Bank. Phil has expertise in Labour and Employment Law, Corporate Law and Governance, and Banking Law. He has degrees in Law and Economics from the University of Sydney.

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Investment per person

$450 – Standard
$350 – GRC Solutions Compliance Notes Subscribers (Discount will be applied on registration).

We look forward to welcoming both returning and new participants.
Contacts: Senior Relationship Managers

VIC & TAS
Lisa Snare
lisa.snare@grc-solutions.com
0402 686 827

NSW & QLD
Melanie Toner
melanie.toner@grc-solutions.com
0450 904 414

Linda Wright
linda.wright@grc-solutions.com
0404 455 653

WA & SA
Tricia Clarke
tricia.clarke@grc-solutions.com
0427 935 266

Events
Bill Tarrant
bill.tarrant@grc-solutions.com
0411 152 500

Free webinar: Why Quality Cybersecurity Content is so Crucial
2024-06-18 11:00 - 12:00 (Australia/Sydney)
Local councils in NSW are grappling with a critical issue: a lack of robust cybersecurity measures (NSW Auditor-Geneal Report)

Cyber threats are becoming more complex and frequent, meaning that the importance of robust cybersecurity measures is paramount.
The backbone of strong cybersecurity is not just in systems, but also people.
This webinar is applicable to businesses across Australia, but is specifically tailored for local governments looking to enhance their cybersecurity defences.
By incorporating a Learning Management System (LMS) equipped with quality cybersecurity learning content into your security strategy, you ensure that your workforce is well-prepared to identify, understand, and counteract cyber threats effectively.
In this free webinar, our expert panel will discuss how content can empower your team to understand:

The current cyber threat landscape
How to learn from real-world cyber attacks
Techniques for upskilling cyber defence

Free Webinar 18 June 2024

11 AM AEST

Duration 1 hour

Our Partners
GRC Solutions is proud to work with our partner, Pulse Software, a leading Australian Software as a Service company, that offers a range of solutions that are targeted to assist Local Government.

Our Speakers

Craig Atherstone
Craig is Head Of Technology at Pulse Software, responsible for Software Development, Integration, Quality Assurance and Cloud Services.
Craig has over 20 years’ experience leading software development teams around the world in startups, consulting, and most recently large enterprise product software development. His customers have been some of the biggest in the world including AIG Europe, Bank of Tokyo and Brisbane City Council.
His hands-on experience in all aspects of software from requirements and design all the way through to implementation, support and cloud hosting enable him to shed valuable light on the issues of cybersecurity in Local Government. Craig has a B.Comm majoring in Information Systems from the University of Cape Town.
Craig’s LinkedIn

Bill Tarrant
Bill is our Marketing Manager, and he also doubles as an education and training specialist.
Prior to working in the compliance training field, Bill spent ten years managing technical support teams in communications company contact centres. He has a strong understanding of the difficulties and dangers involved in cyber breaches and cyber fraud and in helping contact centre staff develop the skills to resist social engineering.
For the past 11 years Bill has been working in the Australian compliance training industry, writing, designing, and delivering specialist and generalist training. Bill also spent ten years teaching Philosophy at universities in NSW.
Bill’s LinkedIn

GRC Solutions Resources
When it comes to hardening an organisation against cybersecurity threats, staff training is a key requirement.
Report after report show that in cyberspace, people are the weakest link.
We offer online cybersecurity compliance training tailored for the specific needs of organisations, including
Cybersecurity for Local Government – Australia
This course is part of our suite of online compliance training tailored to the needs of Local Government organisations in Australia – see it all here

For background on the importance of training in your cybersecurity response, see our articles on

Cybersecurity Training Imperative for Local Government
Cyber-Security and Privacy failures – the huge costs to a business
Not a question of if, but a matter of when: the vulnerability of data in business cyberspace
What is cyber security awareness training?
Why Cybersecurity Is Important
Cyber security – the overlooked factor in Privacy Protection

Webinar Recording Available: FAR Sighted: The Changes for Australian Financial Services Firms
2024-05-23 13:00 - 14:00 (Australia/Sydney)
Join your expert panel to unpack how the FAR Bill affects organisations across the Banking and Insurance industries, and steps to ensure regulatory compliance

In this free webinar, our expert panel discussed:

Which businesses and which officers does FAR apply to?
What are the important points about FAR that Australian financial services businesses need to be across?
What are the obligations FAR imposes on individuals and businesses?
The important differences between FAR and BEAR
The opportunities that arise in the transition from BEAR to FAR

The Webinar was held on 23 May 2024

1PM AEST

Duration 1 hour

Our Partners
GRC Solutions was proud to work with our partner, My Compliance Office, suppliers affordable, easy-to-use, compliance technology in Australia and around the world, to bring you this occasional webinar.

Our Speakers

Kelly-Ann McHugh
Kelly-Ann McHugh is the director of Asia Pacific for MyComplianceOffice, based in Singapore. She’s a passionate business leader focused on technology, risk, and compliance.
Kelly-Ann specialties in Sales & Business Development, Risk & Regulatory Compliance, Project Management, IT Risk Management, Enterprise Workflow Solutions, Regtech, Proposals, & Bid Management. She was awarded the Top 10 Fintech Leaders Award in the Singapore Fintech Festival SFA Global Fintech Awards 2022.
Kelly-Ann’s LinkedIn

Phil Haultain
Phil joined GRC Solutions after a 4.5 year stint as the Volt Group General Counsel. He has over 35 years banking and finance experience having worked previously at State Bank of NSW, Commonwealth Bank, St George Bank, Challenger Ltd and National Australia Bank.
Phil has expertise in Labour and Employment Law, Corporate Law and Governance, and Banking Law. He has degrees in Law and Economics from the University of Sydney.
Phil’s LinkedIn

GRC Solutions Resources
GRC Solutions’ team of expert consultants are available to assist with one-on-one training, Board and Senior Managment briefings, and program design and assessmwent. More details here

Free Webinar: Meeting the Deadline: Strategies for June 30 Reporting on Modern Slavery and Climate Disclosures
2024-05-02 13:00 - 14:00 (Australia/Sydney)
Essential information for Sustainability and Procurement Managers, Compliance Officers and Legal Professionals, Business Leaders and Executives, Finance Professionals
Join Kim Randle, CEO & Co-founder of Fair Supply, in discussion with Julian Fenwick, CEO of GRC Solutions, for an insightful webinar focusing on critical compliance topics for businesses as the June 30 reporting deadline approaches. Kim will guide attendees through the essential end-of-period reporting requirements for the Modern Slavery Act, Australia, detailing the necessary strategies, steps and the importance of accuracy in compliance. Additionally, she will explore the implications of Australia’s new Mandatory Climate-Related Financial Disclosures, outlining what businesses need to know to stay ahead.

Why it matters:

Enhanced understanding: Gain a comprehensive understanding of the sustainability reporting frameworks and the latest regulatory requirements, including the Modern Slavery Act Australia and the new Mandatory Climate-Related Financial Disclosures.
Actionable supply chain strategies: Learn actionable strategies for effectively managing compliance and enhancing your organisation’s sustainability reporting practices.
Risk and opportunity identification: Discover how to identify risks and opportunities within your supply chain, helping your organisation to mitigate risks more effectively.
Regulatory guidance: Receive expert guidance on navigating complex legal requirements, ensuring accurate and efficient fulfilment of regulatory obligations.
Reputation enhancement: Equip your company to meet legal standards while also enhancing its reputation as a responsible and forward-thinking organisation.

Free Webinar 2 May 2024

1pm AEST
Duration 1 hour

Our Partner
Once Again, GRC Solutions is proud to work with our partner, Fair Supply, to bring you this occasional webinar

Our Speakers

Kimberly Randle
Kimberly Randle, founder and CEO of FairSupply, is an experienced and innovative human rights advocate specialising in modern slavery. Kimberly has over 15 years experience working in law and human rights for top tier firms in Australia and the United States, previously holding the role of Senior Director of Corporate and Legal for International Justice Mission Australia. Kimberly is a sought-after expert and speaker in the field of modern slavery and has been called upon to provide evidence for both the NSW and Commonwealth Parliamentary Inquiries into Human Trafficking.
Kimberly’s LinkedIn

Julian Fenwick
Founder and CEO
GRC Solutions
Julian is the Managing Director and founder of GRC Solutions, a leading APAC focussed compliance training company and the founder of Salt Learning an innovative EdTech platform specifically designed for compliance training.
Having spent over 20 years in the legal compliance industry he is a regular presenter in Australia and Asia on innovation, entrepreneurship, RegTech, and managing organisational compliance. Julian holds an MBA from the University of Sydney and is a graduate member of the Australian Institute of Company Directors and a member of the GRC Institute.
Julian’s LinkedIn

GRC Solutions Resources
GRC Solutions is a leading supplier of compliance eLearning across APAC, Australia, New Zealand and the USA.
Our Online Compliance Training includes
Modern Slavery – Global
Modern Slavery – Australia
Modern Slavery Awareness – Microlearning
ESG – Australia
Environmental Compliance – Australia
View our full course list here

Resources Available - GRC Solutions' Free Webinar: Empowering Your L&D Team with Data
2024-04-18 13:00 - 14:00 (Australia/Sydney)
L&D teams and compliance staff face some common questions: what is the ROI on mandatory workplace learning? How can we demonstrate the effectiveness of our compliance training?
Here’s what L&D professionals tell us every day

They feel siloed from major decisions within their organisations.
They see other functions using data to support the business but don’t know how to mobilise their own data effectively.
They believe L&D as a discipline lacks data maturity in general.

Today’s work revolves around using data to support organisational decision-making. Compliance training can play a vital role in mobilising data that can mitigate risk and empowering workforces in the skills-based economy. But you need to know what that data is, and how to tell the right story around it.
In this free webinar, GRC Solutions’ Chief Technology Officer, Joe Bennett, and Head of Content, Adrian Phoon will discuss using learning data to

assess an organisation’s risk profile
promote internal mobility/talent agility
foster useful insights into organisational culture
help L&D promote organisational growth, innovation, recruitment and retention
escalate information about your organisation’s risk profile and culture to the board

In the webinar we shared insights on how you can set up your organisation for success with data
Ther recording is available

The slides are available

Free Research Paper: How LMS analytics data can help your business
Our speaker, Adrian Phoon, writes:

The current push for Big Data has placed a significant burden on teams not only to produce more data but also to create more tools and resources for analysing data. Some people are exposed to this burden more than others. While HR, risk and compliance are under pressure to coordinate a vast proliferation of employee engagement and regulatory data, L&D professionals may wonder whether they have something to offer at all. Indeed, L&D may feel siloed from these conversations about data, if only because the discipline of developing learning programs and training curricula is not traditionally known to focus on or yield data – at least, not the kinds of data that typically reinforce organisational capability or resilience.
But what if L&D already had access to data that can complement the ongoing work of HR, risk and compliance?
In the race to churn and learn from data, it is time to rethink the role that Learning Management Systems (LMSs) play in today’s workplaces and understand what exactly they do and what more they can provide

People who register for this webinar will be able to download Adrian’s important research paper.

Our Speakers

Joe Bennett
Chief Technology Officer
GRC Solutions
Joe leads our renowned Client Services Team of highly skilled technical, implementation, support, and training professionals.
Joe is an accomplished executive with over two decades of experience in professional services firms, including KPMG, Minter Ellison, HP, Blake Dawson/Ashurst and GRC Solutions. He has extensive experience in implementing compliance management and training systems for organisations across the globe, including Australia, Japan, Hong Kong, New Zealand, Singapore, South Africa, and the USA.
Joe has led the development of our proprietary eLearning applications and is the inspiration behind the software’s unmatched deep data analytical capabilities.
Throughout his career, Joe has established himself as an expert in IT operations, business process management, project management, implementation, and client management.

Joe’s LinkedIn

Adrian Phoon
Head of Content
GRC Solutions
Adrian Phoon, (he/him) is Head of Content at GRC Solutions, with over fifteen years’ experience in developing regulatory compliance e-learning and creating and delivering face-to-face workshops on topics including governance, people management, regulatory HR compliance and practical business topics.
His expertise spans private, government and NFP spaces, including governance, training and communications. He presents and produces thought leadership articles on topics ranging from training, professional development, diversity & inclusion, and the practical application of developments in IT. He is also an experienced board member.
Most recently, he developed and delivered workshops on international and local labour laws to private seafood companies and industry associations on behalf of the International Labour Organisation, a UN agency.
Adrian’s LinkedIn

Related GRC Solutions Resources
Salt Compliance LMS
Salt Adaptive Authoring Tool
Article on the Top 5 Features of a Compliance Learning Management System

View our full course list here

GRC Solutions' Half-day Financial Services Responsible Manager Workshops in Sydney
2024-04-11 09:00 - 17:00 (Australia/Sydney) | GRC Solutions Offices, Level 14, 201 Kent Street, Sydney
GRC Solutions is taking its popular courses for Responsible Managers of both Australian Credit Licensees and Australian Financial Services Licensees live to the major cities in 2024.
Our highly-regarded AFSL and ACL RM workshops are once again going live.
Both sessions will focus on the general obligations of Responsible Managers within the respective licensing regimes, the current and emerging priorities for ASIC in monitoring licensees compliance and, practical tips for maintaining an efficient and effective relationship with ASIC.
The sessions are run in a highly interactive format which provides all attendees the benefit of each others’ experiences.
To ensure a quality training experience, places are strictly limited.
We are offering sessions in Sydney
11th April 2024
at
GRC Solutions’ Offices
Level 14, 201 Kent Street
Sydney NSW 2000
‍AFSL workshop 0900-1230 – 3.5 Hours CPD
ACL workshop 1330-1700 – 3.5 hours CPD

We have a session in
Adelaide on 4 April Details here
Other cities coming
Be sure to register your interest to help us plan – see below.
Australian Financial Services Licensee Responsible Manager Workshop
0900-1230 – 3.5 Hours CPD – $792 inclusive of GST
Course content

Australian Financial Services Licensee obligations
What is a Responsible Manager?
Roles and Responsibilities
How to meet your obligations as a Responsible Manager?
Responsible Manager: Are you liable?
Case studies; and
Practical Implications.

Australian Credit Licensee Responsible Manager Workshop
1330-1700 – 3.5 hours CPD – $792 inclusive of GST
Course Content

Australian Credit Licensee obligations
What is a Responsible Manager?
Roles and Responsibilities
How to meet your obligations as a Responsible Manager?
Responsible Manager: Are you liable?
Case studies; and
Practical Implications.

CPD
Attendance may qualify for up to 3.5 hours CPD depending on your profession and state*. Certificates of attendance will be provided to all attendees.
Cost and to register
The price per participant for each session is $792 inclusive of GST.
Current subscribers to our Compliance Service Package will receive a 15% discount on your invoice.
Use the link below to book.

About our presenter

Vito Giudice is GRC Solutions Risk and Compliance Consultant
Vito founded ASCENTIUM, Providing governance, risk and compliance advice to leading organisations. He is a highly experienced governance, risk management and regulatory compliance professional and has held senior positions including as a Chief Risk Officer of an Australian insurer and as an Executive Director with a global Big 4 accounting and advisory firm. Vito has developed a versatile combination of deep functional knowledge in various sectors, stakeholder management, leadership skills and experience in strategic thinking in the context of governance, risk management and regulatory compliance.
‍*Please note: It is the licensee’s obligation to determine relevance of CPD to their license conditions
‍
We will bring the events to other capitals throughout the financial year
To help us plan, please register your interest by email to sophie.favelle@grc-solutions.com

Recording and Resources Available: Embedding modern slavery due diligence practices in NZ organisations
2024-04-04 13:00 - 14:00 (Pacific/Auckland)
Many New Zealand businesses are at risk of unintentionally perpetuating modern slavery and worker exploitation through their supply chains, often failing to take adequate steps to address these issues.
In this webinar, Serena Grant (Walk Free), Rachel Tinkler (Mint Asset Management) and Kim Randle (Fair Supply) in conversation with Adrian Phoon (GRC Solutions) will delve into how appropriate modern slavery due diligence practices can be embedded into organisations amidst an ever-evolving regulatory landscape. This session will offer valuable insights into the latest trends, legal frameworks and effective strategies to enhance your organisation’s compliance standards. Discover practical tools and innovative approaches to meet regulatory requirements, mitigate risks and contribute to sustainable business practices.
Why It Matters
In today’s globalised economy, the importance of robust modern slavery due diligence cannot be underestimated. An estimated $5.2 billion of New Zealand’s imports are associated with child and forced labour. Many New Zealand businesses are at risk of unintentionally perpetuating modern slavery and worker exploitation through their supply chains, often failing to take adequate steps to address these issues.
With regulations tightening and public expectations rising, businesses must stay ahead of the curve to ensure they are part of the solution to combat modern slavery. This webinar is essential for professionals seeking to understand the complexities of the regulatory environment, ensuring compliance with the latest in modern slavery legislation and contributing to a more equitable and transparent global market.

This Free Webinar was held on 4 April 2024
See below for resources, including access to the webinar recording

Our Partners
GRC Solutions is proud to work with our partners to bring you this occasional webinar

Our Speakers

Kimberly Randle
Kimberly Randle, founder and CEO of FairSupply, is an experienced and innovative human rights advocate specialising in modern slavery. Kimberly has over 15 years experience working in law and human rights for top tier firms in Australia and the United States, previously holding the role of Senior Director of Corporate and Legal for International Justice Mission Australia. Kimberly is a sought-after expert and speaker in the field of modern slavery and has been called upon to provide evidence for both the NSW and Commonwealth Parliamentary Inquiries into Human Trafficking.
Kimberly’s LinkedIn

Rachel Tinkler
Rachel is the Head of Responsible Investment at Mint Asset Management where she supervises the continued implementation of responsible investment practices in Mint’s investment process. She is also responsible for driving engagement with companies and policymakers across thematic issues, including modern slavery. Rachel coordinated the recent Investor Letter to the NZ Government which outlined Investors’ expectations that the legislation in NZ is purpose-built and includes a due diligence requirement.
Mint Asset Management was founded by Rebecca Thomas in 2006 and provides clients with a select range of actively managed investment funds, as well as segregated mandates for large institutions.
Rachel’s LinkedIn

Serena Grant
Serena Grant is the Head of Business Engagement at Walk Free working closely with business, investors and governments to address modern slavery in supply chains. Serena also advises on Minderoo’s impact investment fund and serves on the Board of Directors for FairSupply. Serena has previously worked as a corporate lawyer in London, Sydney and Tokyo and most recently as a Director at the Thomson Reuters Foundation in London.
Serena’s LinkedIn

Adrian Phoon
Adrian Phoon, (he/him) is Head of Content at GRC Solutions, developing regulatory compliance eLearning and creating and delivering face-to-face workshops on topics including governance, people management, regulatory HR compliance, and practical business topics.
Adrian has extensive experience in private, government and NFP management and at Board level, with skills in Board governance, training, staff development, and coaching. He produces thought leadership articles on topics ranging from Governance to training, development, diversity and inclusion, and the practical application of developments in IT.
Most recently he developed and delivered workshops on international and local labour laws to private seafood companies and industry associations on behalf of the International Labour Organisation, a UN agency.
Adrian’s LinkedIn

Webinar Resources

Webinar Recording (download or view)
Link to resources page for IAST (Investors Against Slavery and Trafficking)
Link to Walk Free’s Global Slavery Index
Link to Walk Free’s Business and Investor Toolkit
Link to Fair Supply’s NZ Modern Slavery Report: a brief summary of a complex, global issue

GRC Solutions Resources
GRC Solutions is a leading supplier of compliance eLearning across APAC, New Zealand and Australia.
Our Online Compliance Training includes
Modern Slavery
Modern Slavery Awareness – Microlearning
View our full list of NZ courses here

GRC Solutions' Half Day Financial Services Responsible Manager Workshops in Adelaide
2024-04-04 09:00 - 17:00 (Australia/Sydney) | AICD Adelaide, Level 23, Westpac House, 91 King William Street, Adelaide
GRC Solutions is taking its popular courses for Responsible Managers of both Australian Credit Licensees and Australian Financial Services Licensees live to the major cities in 2024.
Our highly-regarded AFSL and ACL RM workshops are once again going live.
Both sessions will focus on the general obligations of Responsible Managers within the respective licensing regimes, the current and emerging priorities for ASIC in monitoring licensees compliance and, practical tips for maintaining an efficient and effective relationship with ASIC.
The sessions are run in a highly interactive format which provides all attendees the benefit of each others’ experiences.
To ensure a quality training experience, places are strictly limited.
We are offering sessions in Adelaide
1st April 2024
at
AICD – Westpac House, Level 23, 91 King William St, Adelaide
‍AFSL workshop 0900-1230 – 3.5 Hours CPD
ACL workshop 1330-1700 – 3.5 hours CPD

We have sessions in
Sydney on 11 April Details here

Other cities coming
Be sure to register your interest to help us plan – see below.
Australian Financial Services Licensee Responsible Manager Workshop
0900-1230 – 3.5 Hours CPD – $792 inclusive of GST
Course content

Australian Financial Services Licensee obligations
What is a Responsible Manager?
Roles and Responsibilities
How to meet your obligations as a Responsible Manager?
Responsible Manager: Are you liable?
Case studies; and
Practical Implications.

Australian Credit Licensee Responsible Manager Workshop
1330-1700 – 3.5 hours CPD – $792 inclusive of GST
Course Content

Australian Credit Licensee obligations
What is a Responsible Manager?
Roles and Responsibilities
How to meet your obligations as a Responsible Manager?
Responsible Manager: Are you liable?
Case studies; and
Practical Implications.

CPD
Attendance may qualify for up to 3.5 hours CPD depending on your profession and state*. Certificates of attendance will be provided to all attendees.
Cost and to register
The price per participant for each session is $792 inclusive of GST.
Current subscribers to our Compliance Service Package will receive a 15% discount on your invoice.
Use the link below to book.

About our presenter

Vito Giudice is GRC Solutions Risk and Compliance Consultant
Vito founded ASCENTIUM, Providing governance, risk and compliance advice to leading organisations. He is a highly experienced governance, risk management and regulatory compliance professional and has held senior positions including as a Chief Risk Officer of an Australian insurer and as an Executive Director with a global Big 4 accounting and advisory firm. Vito has developed a versatile combination of deep functional knowledge in various sectors, stakeholder management, leadership skills and experience in strategic thinking in the context of governance, risk management and regulatory compliance.
‍*Please note: It is the licensee’s obligation to determine relevance of CPD to their license conditions
‍
We will bring the events to other capitals throughout the financial year
To help us plan, please register your interest by email to sophie.favelle@grc-solutions.com

GRC Solutions' Half Day Financial Services Responsible Manager Workshops in Melbourne
2024-03-07 09:00 - 17:00 UTC | AICD – Melbourne, Level 26, 367 Collins Street, Melbourne
GRC Solutions is taking its popular courses for Responsible Managers of both Australian Credit Licensees and Australian Financial Services Licensees live to the major cities in 2024.
Our highly-regarded AFSL and ACL RM workshops are once again going live.
Both sessions will focus on the general obligations of Responsible Managers within the respective licensing regimes, the current and emerging priorities for ASIC in monitoring licensees compliance and, practical tips for maintaining an efficient and effective relationship with ASIC.
The sessions are run in a highly interactive format which provides all attendees the benefit of each others’ experiences.
To ensure a quality training experience, places are strictly limited.
We are offering a session in Melbourne
7th March 2024
at
Australian Institute of Company Directors – Western Port Room
Level 26, 367 Collins Street, Melbourne
AFSL workshop 0900-1230 – 3.5 Hours CPD
ACL workshop 1330-1700 – 3.5 hours CPD
We have sessions in
Adelaide on 4 April Details here
Sydney on 11 April Details here

Australian Financial Services Licensee Responsible Manager Workshop
0900-1230 – 3.5 Hours CPD – $792 inclusive of GST
Course content

Australian Financial Services Licensee obligations
What is a Responsible Manager?
Roles and Responsibilities
How to meet your obligations as a Responsible Manager?
Responsible Manager: Are you liable?
Case studies; and
Practical Implications.

Australian Credit Licensee Responsible Manager Workshop
1330-1700 – 3.5 hours CPD – $792 inclusive of GST
Course Content

Australian Credit Licensee obligations
What is a Responsible Manager?
Roles and Responsibilities
How to meet your obligations as a Responsible Manager?
Responsible Manager: Are you liable?
Case studies; and
Practical Implications.

CPD
Attendance may qualify for up to 3.5 hours CPD depending on your profession and state*. Certificates of attendance will be provided to all attendees.
Cost and to register
The price per participant for each session is $792 inclusive of GST.
Registration to both sessions attracts a discount.
Current subscribers to our Compliance Service Package will receive a 15% discount on your invoice.
Use the link below to book.

About our presenter

Vito Giudice is GRC Solutions Risk and Compliance Consultant
Vito founded ASCENTIUM, Providing governance, risk and compliance advice to leading organisations. He is a highly experienced governance, risk management and regulatory compliance professional and has held senior positions including as a Chief Risk Officer of an Australian insurer and as an Executive Director with a global Big 4 accounting and advisory firm. Vito has developed a versatile combination of deep functional knowledge in various sectors, stakeholder management, leadership skills and experience in strategic thinking in the context of governance, risk management and regulatory compliance.
*Please note: It is the licensee’s obligation to determine relevance of CPD to their license conditions

We will bring the events to other capitals throughout the financial year
To help us plan, please register your interest by email to sophie.favelle@grcsolutions.com.au

Webinar Recording Available: Key sustainability considerations for asset managers for 2024
2024-02-21 13:00 - 14:00 (Australia/Sydney)
In 2024, businesses and financial institutions are expected to embrace ESG criteria not just for compliance or risk management, but as a chance to fundamentally transform their business models to become more sustainable and increasingly more transparent
In this webinar, Kasia Zatorska (Ogier Sustainable Investment Consulting) and Dr Arne Geschke (Fair Supply) will discuss:

key regulatory movements on sustainability in the EU, as well as Australia, Singapore, Thailand, Malaysia and Japan
types of ESG considerations that asset managers should be aware of
what kinds of effective data can be used to measure ESG risk
helpful tools to monitor climate change risk necessary to meet directors’ duties

Chaired by Adrian Phoon (GRC Solutions), this webinar promises to be a wide-ranging topic with strong practical takeaways for asset managers and financial services professionals

Free Webinar 21 February 2024
Presentations and Recording available to download

Duration 1 hour

Our Partners
GRC Solutions is proud to work with our partners to bring you this occasional webinar

Our Speakers

Kasia Zatorska
Senior Manager
Ogier Sustainable Investment Consulting
Kasia Zatorska is a senior manager within Ogier Global’s Sustainable Investment Consulting team and brings more than 14 years of experience working with asset managers, asset owners and hedge funds to the role. Prior to joining Ogier, Kasia led Institutional Shareholder Services (ISS) Hong Kong office and oversaw the firm’s wider Asia-ex Japan portfolio. At ISS, Kasia deepened her knowledge of ESG metrics, reporting standards and stewardship codes. Prior to her time at ISS, Kasia was at Legal and General Investment Management in London; where she gained first-hand experience on how to design and implement ESG thematic frameworks.
Kasia holds an MSc in International Economics from Poznan University of Economics and an MSc in Political Science from Aalborg Universitet.
Kasia’s LinkedIn

Dr Arne Geschke
Chief Technology Officer and Co-Founder
Fair Supply
Dr Arne Geschke is a leading expert in the field of large-scale global environmental-economic supply-chain assessments and input-output analysis with a focus on environmental applications such as carbon accounting and energy policy. Having developed his skill set in the academic and professional worlds alike, Arne bridges the gap between cutting-edge methodological advancements in supply-chain analysis and applicability in an enterprise environment.
Arne holds a PhD in Environmental Impact Analysis and Economic Modelling from The University of Sydney, prior to which he completed a Master of Industrial Mathematics at the University of Hamburg, Germany and the University of Bath, UK.
Arne’s LinkedIn

Adrian Phoon
Head of Content
GRC Solutions
Adrian Phoon, (he/him) is Head of Content at GRC Solutions, developing regulatory compliance e-learning and creating and delivering face-to-face workshops on topics including governance, people management, regulatory HR compliance, and practical business topics.
Adrian has extensive experience in private, government and NFP management and at Board level, with skills in Board governance, training, staff development, and coaching. He produces thought leadership articles on topics ranging from Governance to training, development, diversity and inclusion, and the practical application of developments in IT.
Most recently he developed and delivered workshops on international and local labour laws to private seafood companies and industry associations on behalf of the International Labour Organisation, a UN agency.
Adrian’s LinkedIn

GRC Solutions Resources
GRC Solutions is a leading supplier of compliance eLearning across APAC, Australia, New Zealand and the USA.
Our Online Compliance Training includes
Modern Slavery – Global
Modern Slavery – Australia
Modern Slavery Awareness – Microlearning
Environmental Compliance – Australia
View our full course list here
